Post Tagged with: "Compliance Management"

5 Questions Your Board Should Be Asking the Chief Compliance Officer

5 Questions Your Board Should Be Asking the Chief Compliance Officer

by September 14, 2016 at 12:08 pm 0 comments

As fiduciaries, board members have a responsibility to shareholders to oversee many aspects of a company’s business, including compliance with laws and regulations. Board oversight of compliance is also an expectation of federal and state regulators. As a corporate governance advisor and a current Chief Compliance Officer, I have seenRead More